Cindy Tu

Vice President, Head of Tech & Cyber Governance Compliance LPL Financial

Tuesday, February 23, 2027

9:00 AM Challenge Laboratory: Governance by Design: Making AI Audit-Ready from Day One

Regulators increasingly expect AI systems to be explainable, transparent, and fully auditable. Rather than treating governance as a compliance exercise after deployment, leading organizations are embedding controls into every stage of AI development and operations. Learn how financial institutions are creating governance frameworks that accelerate responsible innovation while satisfying growing regulatory expectations.

Key Takeaways:

Build governance requirements directly into AI development lifecycles.
Strengthen model documentation, traceability, and decision transparency.
Prepare AI systems for internal audits and evolving regulatory reviews.

Check out the incredible speaker line-up to see who will be joining Cindy.

Download The Latest Agenda

In Partnership With:

QUESTIONS?
Contact us: 1-800-882-8684
Email: enquiry@iqpc.com