What's the Implication of Outsourcing "Roles"?

James L. Pierson
Posted: 11/26/2012

The last ten years have been rough for the mutual fund industry. Market timing and late trading scandals in 2003 led to a substantially more demanding regulatory environment, including the adoption of the rule requiring funds to designate a compliance officer and implement a comprehensive compliance program, which presented fund boards with

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James L. Pierson
Posted: 11/26/2012

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